Court Decisions

The court decisions available on this website interpret and apply the New York Convention. These court decisions are published in the Yearbook Commercial Arbitration since its Volume I (1976). 

For instructions on how to search for court decisions per topic and per country in this website, please refer to our helpful access guide here.

Court Decisions

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  • Excerpt Topics
    ITALY 193

    Italy No. 193, Bridgestone Europe NV/SA v. s.r.l. Futura Enterprise, Corte di Cassazione [Supreme Court], Plenary Session, No. 21550/17, 18 September 2017

    201

    The court discusses whether the dispute falls within the wording of the arbitration agreement; and whether claims in tort fall within the scope of the agreement.

    Scope of arbitration agreement
    210

    The court discusses these Articles, which require a specific, separate signature for (domestic) arbitration agreements.

    Articles 1341 and 1342 Italian Civil Code
    228

    Related court proceedings: The court discusses whether provisional measures, such as the pre-award attachment of assets, are compatible with the Convention.

    Pre-award attachment and other provisional measures
  • Excerpt Topics
    US 324

    US 324. United States Court of Appeals, Second Circuit, 23 August 1999

    201

    The court discusses whether the dispute falls within the wording of the arbitration agreement; and whether claims in tort fall within the scope of the agreement.

    Scope of arbitration agreement
    203-204 Formal validity, uniform law and municipal law
    210

    The court discusses these Articles, which require a specific, separate signature for (domestic) arbitration agreements.

    Articles 1341 and 1342 Italian Civil Code
    217

    The court discusses the meaning and effect of the referral of the resolution of disputes to arbitration, including: who can ask for referral and when, whether a party has waived its right to request arbitration, the defense that there was no contract at all; whether there was a condition precedent to the commencement of arbitration (e.g. mediation), stay of proceedings v. compelling arbitration, and national procedural specificities such as remand and removal (US), effect of class action. etc.

    Referral to arbitration in general
    221

    The court discusses which law – lex fori, lex contractus, law of the State where the award will be made – applies specifically to determining whether an agreement to arbitrate is “null and void etc.“, and, by extension, which law applies to determining the validity of arbitration agreements.

    Law applicable to "Null and void", etc. (for formal validity and applicable law, see Art. II, ¶204)
  • Excerpt Topics
    ITALY 141

    Italy 141. Corte di Cassazione, 22 May 1995

    210

    The court discusses these Articles, which require a specific, separate signature for (domestic) arbitration agreements.

    Articles 1341 and 1342 Italian Civil Code
  • Excerpt Topics
    ITALY 129

    Italy 129. Corte di Cassazione, 20 November 1992

    201

    The court discusses whether the dispute falls within the wording of the arbitration agreement; and whether claims in tort fall within the scope of the agreement.

    Scope of arbitration agreement
    202

    The court discusses the form in which the arbitration agreement is expressed: short form arbitration clause, reference to rules of institution, etc.

    Contents of arbitration agreement
    210

    The court discusses these Articles, which require a specific, separate signature for (domestic) arbitration agreements.

    Articles 1341 and 1342 Italian Civil Code
    217

    The court discusses the meaning and effect of the referral of the resolution of disputes to arbitration, including: who can ask for referral and when, whether a party has waived its right to request arbitration, the defense that there was no contract at all; whether there was a condition precedent to the commencement of arbitration (e.g. mediation), stay of proceedings v. compelling arbitration, and national procedural specificities such as remand and removal (US), effect of class action. etc.

    Referral to arbitration in general
    ITALY 128

    Italy 128. Corte di Cassazione, 16 November 1992

    210

    The court discusses these Articles, which require a specific, separate signature for (domestic) arbitration agreements.

    Articles 1341 and 1342 Italian Civil Code
    502

    The court discusses the principle that the merits of the award may not be reviewed and that the court may only carry out a limited review of the award to ascertain grounds for refusal.

    No re-examination of the merits of the arbitral award
    510

    Due process: The court discusses what are to be considered proper time limits and notice periods that fulfill the requirement that the party opposing recognition and enforcement of the arbitral award was extended due process.

    Time limits and notice periods
    ITALY 142

    Italy 142. Corte di Cassazione, 11 July 1992

    001

    The court discusses general questions relating to the interpretation of the Convention as an international treaty, also in respect of the methods of interpretation laid down in the 1969 Vienna Convention; the relationship between the New York Convention and the UNCITRAL Model Law and Recommendation 2006. 

    Interpretation of the Convention
    101

    The court discusses the determination and relevance of the place where the award was made (in a foreign State or another contracting State.

    Award made in the territory of another (Contracting) State (paragraphs 1 and 3 - first or "reciprocity" reservation)
    203-204 Formal validity, uniform law and municipal law
    206

    The court discusses the second alternative requirement of Art. II(2) that the arbitration agreement is “contained in an exchange of letters or telegrams”.

    Exchange of letters or telegrams
    209 Incorporation by reference and standard conditions
    210

    The court discusses these Articles, which require a specific, separate signature for (domestic) arbitration agreements.

    Articles 1341 and 1342 Italian Civil Code
    301

    The court discusses the principle that the procedure for the enforcement of awards under the Convention is governed by the lex fori, as well as procedural issues (such as the competent enforcement court) not falling under the specific cases of ¶¶ 302-307.

    Procedure for enforcement in general
    403

    The court discusses issues relating to the requirement to supply the original arbitration agreement or a copy thereof to prove the prima facie validity of the arbitration agreement, as well as the application of more favorable municipal laws that do not provide for this requirement.

    Original or copy arbitration agreement
    502

    The court discusses the principle that the merits of the award may not be reviewed and that the court may only carry out a limited review of the award to ascertain grounds for refusal.

    No re-examination of the merits of the arbitral award
    504 Paragraph 1 - Ground a: Invalidity of the arbitration agreement - Agreement referred to in Art. II
    509

    Due process: The court discusses what constitutes “proper notice” of the appointment of the arbitrators or of the arbitration proceedings.

    "Proper notice"
    510

    Due process: The court discusses what are to be considered proper time limits and notice periods that fulfill the requirement that the party opposing recognition and enforcement of the arbitral award was extended due process.

    Time limits and notice periods
    520

    Public policy:The court discusses the consequences of the default of a party in the arbitration on the recognition and enforcement of an arbitral award against it.

    Ground b: Public policy - Default of party
    521

    Public policy: The court discusses the consequences of the apparent or actual bias of an arbitrator on the recognition and enforcement of an arbitral award.

    Lack of impartiality of arbitrator
    524

    Public policy: The court discusses the effect of other alleged violations of public policy on the recognition and enforcement of an arbitral award, such as contradictory reasons, manifest disregard of the law (US), etc.

    Other cases
    704(B) Bilateral Treaties
    ITALY 122

    Italy 122. Corte di Cassazione, 15 January 1992

    108

    The court discusses whether procedures akin to arbitration fall under the Convention.

    Arbitral award: arbitrato irrituale (Italy) and other procedures akin to arbitration
    210

    The court discusses these Articles, which require a specific, separate signature for (domestic) arbitration agreements.

    Articles 1341 and 1342 Italian Civil Code
    301

    The court discusses the principle that the procedure for the enforcement of awards under the Convention is governed by the lex fori, as well as procedural issues (such as the competent enforcement court) not falling under the specific cases of ¶¶ 302-307.

    Procedure for enforcement in general
    503

    The court discusses the burden of proof of the grounds for refusing enforcement under the Convention.

    Burden of proof on respondent
    505 Incapacity of party
    514 Ground e: Award not binding, suspended or set aside - "Binding"
  • Excerpt Topics
    ITALY 119

    Italy 119. Corte di Appello, Milan, 4 October 1991

    101

    The court discusses the determination and relevance of the place where the award was made (in a foreign State or another contracting State.

    Award made in the territory of another (Contracting) State (paragraphs 1 and 3 - first or "reciprocity" reservation)
    106

    The court discusses issues relating to the identity of the party against whom enforcement of the arbitral award is sought, including: piercing of the corporate veil, succession, assignment, State or State entity, group of companies, agent or principal, etc. For the related defenses to enforcement, see Art. V(1)(a).

    Problems concerning the identity of a party
    203-204 Formal validity, uniform law and municipal law
    210

    The court discusses these Articles, which require a specific, separate signature for (domestic) arbitration agreements.

    Articles 1341 and 1342 Italian Civil Code
    502

    The court discusses the principle that the merits of the award may not be reviewed and that the court may only carry out a limited review of the award to ascertain grounds for refusal.

    No re-examination of the merits of the arbitral award
    503

    The court discusses the burden of proof of the grounds for refusing enforcement under the Convention.

    Burden of proof on respondent
    509

    Due process: The court discusses what constitutes “proper notice” of the appointment of the arbitrators or of the arbitration proceedings.

    "Proper notice"
    511

    Due process: The court discusses various irregularities affecting due process, including letters not sent, names of arbitrators or experts not communicated, language of proceedings and communications, etc.

    "Otherwise unable to present his case"
    ITALY 116

    Italy 116. Corte di Cassazione, 25 January 1991

    203-204 Formal validity, uniform law and municipal law
    206

    The court discusses the second alternative requirement of Art. II(2) that the arbitration agreement is “contained in an exchange of letters or telegrams”.

    Exchange of letters or telegrams
    210

    The court discusses these Articles, which require a specific, separate signature for (domestic) arbitration agreements.

    Articles 1341 and 1342 Italian Civil Code
  • Excerpt Topics
    ITALY 113

    Italy 113. Corte di Appello, Genoa, 3 February 1990

    201

    The court discusses whether the dispute falls within the wording of the arbitration agreement; and whether claims in tort fall within the scope of the agreement.

    Scope of arbitration agreement
    202

    The court discusses the form in which the arbitration agreement is expressed: short form arbitration clause, reference to rules of institution, etc.

    Contents of arbitration agreement
    203-204 Formal validity, uniform law and municipal law
    210

    The court discusses these Articles, which require a specific, separate signature for (domestic) arbitration agreements.

    Articles 1341 and 1342 Italian Civil Code
    221

    The court discusses which law – lex fori, lex contractus, law of the State where the award will be made – applies specifically to determining whether an agreement to arbitrate is “null and void etc.“, and, by extension, which law applies to determining the validity of arbitration agreements.

    Law applicable to "Null and void", etc. (for formal validity and applicable law, see Art. II, ¶204)
    519

    Public policy: The court discusses cases in which the subject matter of the award was not arbitrable in the enforcement State on public policy grounds.

    Ground a: Arbitrability
    ITALY 112

    Italy 112. Tribunale, Milan, 8 January 1990

    103

    The court discusses the impact of the nationality of the parties on the application of the Convention. 

    Nationality of the parties no criterion
    202

    The court discusses the form in which the arbitration agreement is expressed: short form arbitration clause, reference to rules of institution, etc.

    Contents of arbitration agreement
    210

    The court discusses these Articles, which require a specific, separate signature for (domestic) arbitration agreements.

    Articles 1341 and 1342 Italian Civil Code
    214-216 Field of application
  • Excerpt Topics
    ITALY 108

    Italy 108. Corte di Cassazione, 5 June 1989

    206

    The court discusses the second alternative requirement of Art. II(2) that the arbitration agreement is “contained in an exchange of letters or telegrams”.

    Exchange of letters or telegrams
    210

    The court discusses these Articles, which require a specific, separate signature for (domestic) arbitration agreements.

    Articles 1341 and 1342 Italian Civil Code
    ITALY 106

    Italy 106. Corte di Cassazione, 3 April 1989

    205

    The court discusses the first alternative requirement of Art. II(2) that the arbitral award is “signed by the parties”.

    Signatures
    210

    The court discusses these Articles, which require a specific, separate signature for (domestic) arbitration agreements.

    Articles 1341 and 1342 Italian Civil Code
  • Excerpt Topics
    ITALY 104

    Italy 104. Corte di Appello, Florence, 3 June 1988

    111

    The court discusses the application of the Convention to awards rendered by permanent arbitral bodies (as opposed to ad hoc awards).

    Permanent arbitral bodies (paragraph 2)
    205

    The court discusses the first alternative requirement of Art. II(2) that the arbitral award is “signed by the parties”.

    Signatures
    210

    The court discusses these Articles, which require a specific, separate signature for (domestic) arbitration agreements.

    Articles 1341 and 1342 Italian Civil Code
    502

    The court discusses the principle that the merits of the award may not be reviewed and that the court may only carry out a limited review of the award to ascertain grounds for refusal.

    No re-examination of the merits of the arbitral award
    503

    The court discusses the burden of proof of the grounds for refusing enforcement under the Convention.

    Burden of proof on respondent
    510

    Due process: The court discusses what are to be considered proper time limits and notice periods that fulfill the requirement that the party opposing recognition and enforcement of the arbitral award was extended due process.

    Time limits and notice periods
  • Excerpt Topics
    ITALY 97

    Italy 97. Corte di Cassazione, 19 November 1987

    203-204 Formal validity, uniform law and municipal law
    210

    The court discusses these Articles, which require a specific, separate signature for (domestic) arbitration agreements.

    Articles 1341 and 1342 Italian Civil Code
    502

    The court discusses the principle that the merits of the award may not be reviewed and that the court may only carry out a limited review of the award to ascertain grounds for refusal.

    No re-examination of the merits of the arbitral award
    510

    Due process: The court discusses what are to be considered proper time limits and notice periods that fulfill the requirement that the party opposing recognition and enforcement of the arbitral award was extended due process.

    Time limits and notice periods
  • Excerpt Topics
    ITALY 93

    Italy 93. Corte di Cassazione, 15 March 1986

    203-204 Formal validity, uniform law and municipal law
    210

    The court discusses these Articles, which require a specific, separate signature for (domestic) arbitration agreements.

    Articles 1341 and 1342 Italian Civil Code
    524

    Public policy: The court discusses the effect of other alleged violations of public policy on the recognition and enforcement of an arbitral award, such as contradictory reasons, manifest disregard of the law (US), etc.

    Other cases
  • Excerpt Topics
    ITALY 85

    Italy 85. Corte di Cassazione, Plenary Session, 9 October 1984

    210

    The court discusses these Articles, which require a specific, separate signature for (domestic) arbitration agreements.

    Articles 1341 and 1342 Italian Civil Code
    212

    The court discusses issues specific to an arbitration agreement concluded through an agent or broker, e.g., whether the authorization to conclude it must also be in writing.

    Agent/broker, etc.
    214-216 Field of application
    217

    The court discusses the meaning and effect of the referral of the resolution of disputes to arbitration, including: who can ask for referral and when, whether a party has waived its right to request arbitration, the defense that there was no contract at all; whether there was a condition precedent to the commencement of arbitration (e.g. mediation), stay of proceedings v. compelling arbitration, and national procedural specificities such as remand and removal (US), effect of class action. etc.

    Referral to arbitration in general
    ITALY 88

    Italy 88. Corte di Cassazione, 30 July 1984

    203-204 Formal validity, uniform law and municipal law
    209 Incorporation by reference and standard conditions
    210

    The court discusses these Articles, which require a specific, separate signature for (domestic) arbitration agreements.

    Articles 1341 and 1342 Italian Civil Code
    503

    The court discusses the burden of proof of the grounds for refusing enforcement under the Convention.

    Burden of proof on respondent
    ITALY 80

    Italy 80. Corte di Cassazione, 21 February 1984

    101

    The court discusses the determination and relevance of the place where the award was made (in a foreign State or another contracting State.

    Award made in the territory of another (Contracting) State (paragraphs 1 and 3 - first or "reciprocity" reservation)
    103

    The court discusses the impact of the nationality of the parties on the application of the Convention. 

    Nationality of the parties no criterion
    203-204 Formal validity, uniform law and municipal law
    210

    The court discusses these Articles, which require a specific, separate signature for (domestic) arbitration agreements.

    Articles 1341 and 1342 Italian Civil Code
    504 Paragraph 1 - Ground a: Invalidity of the arbitration agreement - Agreement referred to in Art. II
    ITALY 78

    Italy 78. Corte di Cassazione, 19 January 1984

    203-204 Formal validity, uniform law and municipal law
    210

    The court discusses these Articles, which require a specific, separate signature for (domestic) arbitration agreements.

    Articles 1341 and 1342 Italian Civil Code
    502

    The court discusses the principle that the merits of the award may not be reviewed and that the court may only carry out a limited review of the award to ascertain grounds for refusal.

    No re-examination of the merits of the arbitral award
    510

    Due process: The court discusses what are to be considered proper time limits and notice periods that fulfill the requirement that the party opposing recognition and enforcement of the arbitral award was extended due process.

    Time limits and notice periods
    520

    Public policy:The court discusses the consequences of the default of a party in the arbitration on the recognition and enforcement of an arbitral award against it.

    Ground b: Public policy - Default of party
  • Excerpt Topics
    ITALY 99

    Italy 99. Corte di Appello, Bari, 28 October 1983

    206

    The court discusses the second alternative requirement of Art. II(2) that the arbitration agreement is “contained in an exchange of letters or telegrams”.

    Exchange of letters or telegrams
    210

    The court discusses these Articles, which require a specific, separate signature for (domestic) arbitration agreements.

    Articles 1341 and 1342 Italian Civil Code
    217

    The court discusses the meaning and effect of the referral of the resolution of disputes to arbitration, including: who can ask for referral and when, whether a party has waived its right to request arbitration, the defense that there was no contract at all; whether there was a condition precedent to the commencement of arbitration (e.g. mediation), stay of proceedings v. compelling arbitration, and national procedural specificities such as remand and removal (US), effect of class action. etc.

    Referral to arbitration in general
    405

    The court discusses issues relating to the moment when the documents that are required for seeking recognition and enforcement must be supplied, and whether any defect can be cured later in the enforcement proceeding.

    "At the time of application"
    507

    Invalidity of the arbitration agreement: The court discusses other cases of invalidity of the arbitration agreement, including that there was no agreement at all or that the party was not a signatory thereto, that the incorrect arbitral institution was chosen, etc.

    Miscellaneous cases regarding the arbitration agreement
    ITALY 64

    Italy 64. Tribunale, Milan, 18 June 1983

    210

    The court discusses these Articles, which require a specific, separate signature for (domestic) arbitration agreements.

    Articles 1341 and 1342 Italian Civil Code
    217

    The court discusses the meaning and effect of the referral of the resolution of disputes to arbitration, including: who can ask for referral and when, whether a party has waived its right to request arbitration, the defense that there was no contract at all; whether there was a condition precedent to the commencement of arbitration (e.g. mediation), stay of proceedings v. compelling arbitration, and national procedural specificities such as remand and removal (US), effect of class action. etc.

    Referral to arbitration in general
    518

    Public policy: The court discusses the meaning of (international as compared to domestic) public policy, generally defined as the basic notions of morality and justice of the enforcement State.

    Paragraph 2 - Distinction domestic-international public policy
    ITALY 75

    Italy 75. Tribunale, Bassano del Grappa, 23 May 1983

    210

    The court discusses these Articles, which require a specific, separate signature for (domestic) arbitration agreements.

    Articles 1341 and 1342 Italian Civil Code
    704

    More-favorable right provision: The court discusses the application of the 1961 European Convention together with the New York Convention, and the relationship between the two treaties.

    European Convention of 1961
  • Excerpt Topics
    ITALY 62

    Italy 62. Corte di Cassazione, Plenary session, 6 July 1982

    205

    The court discusses the first alternative requirement of Art. II(2) that the arbitral award is “signed by the parties”.

    Signatures
    208

    The court discusses arbitration agreements contained in a sales and purchase confirmation and whether a tacit acceptance thereof is sufficient.

    Sales or purchase confirmation
    210

    The court discusses these Articles, which require a specific, separate signature for (domestic) arbitration agreements.

    Articles 1341 and 1342 Italian Civil Code
    ITALY 89

    Italy 89. Tribunale, Naples, 7 April 1982

    209 Incorporation by reference and standard conditions
    210

    The court discusses these Articles, which require a specific, separate signature for (domestic) arbitration agreements.

    Articles 1341 and 1342 Italian Civil Code
    211

    The court discusses issues specific to bills of lading and charterparties, such as whether the subsequent holder of the bill of lading is bound by the arbitration agreement therein and whether the arbitration clause in the charterparty is incorporated into the bill of lading.

    Bill of lading and charter party
    ITALY 60

    Italy 60. Corte di Cassazione, First Chamber, 17 March 1982

    103

    The court discusses the impact of the nationality of the parties on the application of the Convention. 

    Nationality of the parties no criterion
    203-204 Formal validity, uniform law and municipal law
    210

    The court discusses these Articles, which require a specific, separate signature for (domestic) arbitration agreements.

    Articles 1341 and 1342 Italian Civil Code
    503

    The court discusses the burden of proof of the grounds for refusing enforcement under the Convention.

    Burden of proof on respondent
    510

    Due process: The court discusses what are to be considered proper time limits and notice periods that fulfill the requirement that the party opposing recognition and enforcement of the arbitral award was extended due process.

    Time limits and notice periods
    518

    Public policy: The court discusses the meaning of (international as compared to domestic) public policy, generally defined as the basic notions of morality and justice of the enforcement State.

    Paragraph 2 - Distinction domestic-international public policy
    ITALY 58

    Italy 58. Corte di Cassazione, Plenary Session, 11 February 1982

    203-204 Formal validity, uniform law and municipal law
    210

    The court discusses these Articles, which require a specific, separate signature for (domestic) arbitration agreements.

    Articles 1341 and 1342 Italian Civil Code
    223

    The court discusses whether a certain dispute could be settled by arbitration, and the law applicable to that determination.

    Arbitrability (see also Art. V(2) sub ground a. "arbitrability", ¶519)
    518

    Public policy: The court discusses the meaning of (international as compared to domestic) public policy, generally defined as the basic notions of morality and justice of the enforcement State.

    Paragraph 2 - Distinction domestic-international public policy
    ITALY 59

    Italy 59. Corte di Cassazione, First Chamber, 28 January 1982

    103

    The court discusses the impact of the nationality of the parties on the application of the Convention. 

    Nationality of the parties no criterion
    210

    The court discusses these Articles, which require a specific, separate signature for (domestic) arbitration agreements.

    Articles 1341 and 1342 Italian Civil Code
    502

    The court discusses the principle that the merits of the award may not be reviewed and that the court may only carry out a limited review of the award to ascertain grounds for refusal.

    No re-examination of the merits of the arbitral award
    503

    The court discusses the burden of proof of the grounds for refusing enforcement under the Convention.

    Burden of proof on respondent
    504 Paragraph 1 - Ground a: Invalidity of the arbitration agreement - Agreement referred to in Art. II
    506

    Invalidity of the arbitration agreement: The court discusses the law applicable to the validity of the arbitration agreement at the enforcement stage.

    Law applicable to the arbitration agreement
    510

    Due process: The court discusses what are to be considered proper time limits and notice periods that fulfill the requirement that the party opposing recognition and enforcement of the arbitral award was extended due process.

    Time limits and notice periods
    513 Ground d: Irregularity in the composition of the arbitral tribunal or arbitral procedure
    514 Ground e: Award not binding, suspended or set aside - "Binding"
    520

    Public policy:The court discusses the consequences of the default of a party in the arbitration on the recognition and enforcement of an arbitral award against it.

    Ground b: Public policy - Default of party
  • Excerpt Topics
    ITALY 56

    Italy 56. Corte di Cassazione, Plenary Session, 14 November 1981

    210

    The court discusses these Articles, which require a specific, separate signature for (domestic) arbitration agreements.

    Articles 1341 and 1342 Italian Civil Code
    211

    The court discusses issues specific to bills of lading and charterparties, such as whether the subsequent holder of the bill of lading is bound by the arbitration agreement therein and whether the arbitration clause in the charterparty is incorporated into the bill of lading.

    Bill of lading and charter party
    227

    Multi-party disputes: The court discusses whether related court proceedings may absorb (by vis atractiva) arbitration proceedings.

    Concurrent court proceedings ("indivisibility")
    ITALY 55

    Italy 55. Corte di Appello, Milan, 13 October 1981

    111

    The court discusses the application of the Convention to awards rendered by permanent arbitral bodies (as opposed to ad hoc awards).

    Permanent arbitral bodies (paragraph 2)
    203-204 Formal validity, uniform law and municipal law
    210

    The court discusses these Articles, which require a specific, separate signature for (domestic) arbitration agreements.

    Articles 1341 and 1342 Italian Civil Code
    502

    The court discusses the principle that the merits of the award may not be reviewed and that the court may only carry out a limited review of the award to ascertain grounds for refusal.

    No re-examination of the merits of the arbitral award
    510

    Due process: The court discusses what are to be considered proper time limits and notice periods that fulfill the requirement that the party opposing recognition and enforcement of the arbitral award was extended due process.

    Time limits and notice periods
    520

    Public policy:The court discusses the consequences of the default of a party in the arbitration on the recognition and enforcement of an arbitral award against it.

    Ground b: Public policy - Default of party
    ITALY 54

    Italy 54. Corte di Appello, Ancona, 8 June 1981

    111

    The court discusses the application of the Convention to awards rendered by permanent arbitral bodies (as opposed to ad hoc awards).

    Permanent arbitral bodies (paragraph 2)
    203-204 Formal validity, uniform law and municipal law
    210

    The court discusses these Articles, which require a specific, separate signature for (domestic) arbitration agreements.

    Articles 1341 and 1342 Italian Civil Code
    301

    The court discusses the principle that the procedure for the enforcement of awards under the Convention is governed by the lex fori, as well as procedural issues (such as the competent enforcement court) not falling under the specific cases of ¶¶ 302-307.

    Procedure for enforcement in general
    401

    The court discusses the general conditions the Convention imposes on a petitioner for seeking recognition and enforcement of an arbitral award – namely, the submission of the original arbitration agreement or arbitral award or a certified copy thereof – and examines in general whether these conditions were complied in the case at issue.

    Conditions to be fulfilled by petitioner in general
    406

    The court discusses issues relating to the requirements of the translation (translation by sworn translator, translation of entire award etc.) and whether a translation is necessary.

    Translation (paragraph 2)
    519

    Public policy: The court discusses cases in which the subject matter of the award was not arbitrable in the enforcement State on public policy grounds.

    Ground a: Arbitrability
    704

    More-favorable right provision: The court discusses the application of the 1961 European Convention together with the New York Convention, and the relationship between the two treaties.

    European Convention of 1961
    ITALY 67

    Italy 67. Corte di Appello, Florence, 6 February 1981

    202

    The court discusses the form in which the arbitration agreement is expressed: short form arbitration clause, reference to rules of institution, etc.

    Contents of arbitration agreement
    209 Incorporation by reference and standard conditions
    210

    The court discusses these Articles, which require a specific, separate signature for (domestic) arbitration agreements.

    Articles 1341 and 1342 Italian Civil Code
  • Excerpt Topics
    ITALY 35

    Italy 35. Corte di Cassazione, Plenary Session, 18 May 1978

    205

    The court discusses the first alternative requirement of Art. II(2) that the arbitral award is “signed by the parties”.

    Signatures
    210

    The court discusses these Articles, which require a specific, separate signature for (domestic) arbitration agreements.

    Articles 1341 and 1342 Italian Civil Code
    212

    The court discusses issues specific to an arbitration agreement concluded through an agent or broker, e.g., whether the authorization to conclude it must also be in writing.

    Agent/broker, etc.
    704

    More-favorable right provision: The court discusses the application of the 1961 European Convention together with the New York Convention, and the relationship between the two treaties.

    European Convention of 1961
    ITALY 48

    Italy 48. Tribunale, Naples, 12 May 1978

    203-204 Formal validity, uniform law and municipal law
    210

    The court discusses these Articles, which require a specific, separate signature for (domestic) arbitration agreements.

    Articles 1341 and 1342 Italian Civil Code
    705

    The court discusses the relationship between the New York Convention, the Geneva Protocol on Arbitration Clauses of 1923, and the Geneva Convention on the Execution of Foreign Arbitral Awards of 1927.

    Relationship with Geneva Treaties of 1923 and 1927
    ITALY 25

    Italy 25. Corte di Cassazione, First Chamber, 17 April 1978

    106

    The court discusses issues relating to the identity of the party against whom enforcement of the arbitral award is sought, including: piercing of the corporate veil, succession, assignment, State or State entity, group of companies, agent or principal, etc. For the related defenses to enforcement, see Art. V(1)(a).

    Problems concerning the identity of a party
    111

    The court discusses the application of the Convention to awards rendered by permanent arbitral bodies (as opposed to ad hoc awards).

    Permanent arbitral bodies (paragraph 2)
    210

    The court discusses these Articles, which require a specific, separate signature for (domestic) arbitration agreements.

    Articles 1341 and 1342 Italian Civil Code
    502

    The court discusses the principle that the merits of the award may not be reviewed and that the court may only carry out a limited review of the award to ascertain grounds for refusal.

    No re-examination of the merits of the arbitral award
    504 Paragraph 1 - Ground a: Invalidity of the arbitration agreement - Agreement referred to in Art. II
    519

    Public policy: The court discusses cases in which the subject matter of the award was not arbitrable in the enforcement State on public policy grounds.

    Ground a: Arbitrability
  • Excerpt Topics
    US 20

    US 20. United States District Court, Southern District of New York, 2 December 1977

    209 Incorporation by reference and standard conditions
    210

    The court discusses these Articles, which require a specific, separate signature for (domestic) arbitration agreements.

    Articles 1341 and 1342 Italian Civil Code
    214-216 Field of application
    217

    The court discusses the meaning and effect of the referral of the resolution of disputes to arbitration, including: who can ask for referral and when, whether a party has waived its right to request arbitration, the defense that there was no contract at all; whether there was a condition precedent to the commencement of arbitration (e.g. mediation), stay of proceedings v. compelling arbitration, and national procedural specificities such as remand and removal (US), effect of class action. etc.

    Referral to arbitration in general
    221

    The court discusses which law – lex fori, lex contractus, law of the State where the award will be made – applies specifically to determining whether an agreement to arbitrate is “null and void etc.“, and, by extension, which law applies to determining the validity of arbitration agreements.

    Law applicable to "Null and void", etc. (for formal validity and applicable law, see Art. II, ¶204)
    509

    Due process: The court discusses what constitutes “proper notice” of the appointment of the arbitrators or of the arbitration proceedings.

    "Proper notice"
  • Excerpt Topics
    ITALY 46

    Italy 46. Corte di Cassazione, First Chamber, 7 October 1980 and Corte Di Appello, Bari, 28 November 1977

    203-204 Formal validity, uniform law and municipal law
    205

    The court discusses the first alternative requirement of Art. II(2) that the arbitral award is “signed by the parties”.

    Signatures
    210

    The court discusses these Articles, which require a specific, separate signature for (domestic) arbitration agreements.

    Articles 1341 and 1342 Italian Civil Code
    504 Paragraph 1 - Ground a: Invalidity of the arbitration agreement - Agreement referred to in Art. II
    510

    Due process: The court discusses what are to be considered proper time limits and notice periods that fulfill the requirement that the party opposing recognition and enforcement of the arbitral award was extended due process.

    Time limits and notice periods
    705

    The court discusses the relationship between the New York Convention, the Geneva Protocol on Arbitration Clauses of 1923, and the Geneva Convention on the Execution of Foreign Arbitral Awards of 1927.

    Relationship with Geneva Treaties of 1923 and 1927
    ITALY 29

    Italy 29. Corte di Appello, Florence, 8 October 1977

    101

    The court discusses the determination and relevance of the place where the award was made (in a foreign State or another contracting State.

    Award made in the territory of another (Contracting) State (paragraphs 1 and 3 - first or "reciprocity" reservation)
    203-204 Formal validity, uniform law and municipal law
    206

    The court discusses the second alternative requirement of Art. II(2) that the arbitration agreement is “contained in an exchange of letters or telegrams”.

    Exchange of letters or telegrams
    210

    The court discusses these Articles, which require a specific, separate signature for (domestic) arbitration agreements.

    Articles 1341 and 1342 Italian Civil Code
    502

    The court discusses the principle that the merits of the award may not be reviewed and that the court may only carry out a limited review of the award to ascertain grounds for refusal.

    No re-examination of the merits of the arbitral award
    503

    The court discusses the burden of proof of the grounds for refusing enforcement under the Convention.

    Burden of proof on respondent
    504 Paragraph 1 - Ground a: Invalidity of the arbitration agreement - Agreement referred to in Art. II
    506

    Invalidity of the arbitration agreement: The court discusses the law applicable to the validity of the arbitration agreement at the enforcement stage.

    Law applicable to the arbitration agreement
    513 Ground d: Irregularity in the composition of the arbitral tribunal or arbitral procedure
    514 Ground e: Award not binding, suspended or set aside - "Binding"
    518

    Public policy: The court discusses the meaning of (international as compared to domestic) public policy, generally defined as the basic notions of morality and justice of the enforcement State.

    Paragraph 2 - Distinction domestic-international public policy
    519

    Public policy: The court discusses cases in which the subject matter of the award was not arbitrable in the enforcement State on public policy grounds.

    Ground a: Arbitrability
    520

    Public policy:The court discusses the consequences of the default of a party in the arbitration on the recognition and enforcement of an arbitral award against it.

    Ground b: Public policy - Default of party
    522

    Public policy: The court discusses the consequences of the lack of reasons in the award on its recognition and enforcement.

    Lack of reasons in award
    ITALY 28

    Italy 28. Corte di Cassazione, Plenary Session, 12 May 1977

    112

    The court discusses whether the Convention may be applied retroactively and, if so, as of when: e.g., with the conclusion of the arbitration agreement, the commencement of arbitration, the rendition of the award.

    Retroactivity
    210

    The court discusses these Articles, which require a specific, separate signature for (domestic) arbitration agreements.

    Articles 1341 and 1342 Italian Civil Code
    214-216 Field of application
    217

    The court discusses the meaning and effect of the referral of the resolution of disputes to arbitration, including: who can ask for referral and when, whether a party has waived its right to request arbitration, the defense that there was no contract at all; whether there was a condition precedent to the commencement of arbitration (e.g. mediation), stay of proceedings v. compelling arbitration, and national procedural specificities such as remand and removal (US), effect of class action. etc.

    Referral to arbitration in general
    223

    The court discusses whether a certain dispute could be settled by arbitration, and the law applicable to that determination.

    Arbitrability (see also Art. V(2) sub ground a. "arbitrability", ¶519)
    227

    Multi-party disputes: The court discusses whether related court proceedings may absorb (by vis atractiva) arbitration proceedings.

    Concurrent court proceedings ("indivisibility")
    228

    Related court proceedings: The court discusses whether provisional measures, such as the pre-award attachment of assets, are compatible with the Convention.

    Pre-award attachment and other provisional measures
    ITALY 27

    Italy 27. Corte di Appello, Milan, 3 May 1977

    210

    The court discusses these Articles, which require a specific, separate signature for (domestic) arbitration agreements.

    Articles 1341 and 1342 Italian Civil Code
    502

    The court discusses the principle that the merits of the award may not be reviewed and that the court may only carry out a limited review of the award to ascertain grounds for refusal.

    No re-examination of the merits of the arbitral award
    510

    Due process: The court discusses what are to be considered proper time limits and notice periods that fulfill the requirement that the party opposing recognition and enforcement of the arbitral award was extended due process.

    Time limits and notice periods
    514 Ground e: Award not binding, suspended or set aside - "Binding"
    516

    Award not binding, suspended or set aside: The court discusses the difference between the exclusive jurisdiction to set aside an award (primary jurisdiction), which belongs to the courts of the country of origin of the award, and the jurisdiction of all other courts to recognize and enforce the award (secondary jurisdiction); issues relating to the determination of the “competent authority”; and whether an award that has been set aside in the country of origin can be enforced in another State under the Convention.

    "Set aside"
    519

    Public policy: The court discusses cases in which the subject matter of the award was not arbitrable in the enforcement State on public policy grounds.

    Ground a: Arbitrability
    523

    Public policy: The court discusses alleged violations of a fundamental rule of due process in the arbitration on the recognition and enforcement of an arbitral award, including the failure to communicate the names of the arbitrators, the failure to send copies of reports or letters filed in the arbitration, etc.

    Irregularities in the arbitral procedure (see also Art. V(1)(b))
    601

    The court discusses the conditions for granting adjournment of a proceeding relating to the recognition and enforcement of an arbitral award, and the court’s discretionary power to do so, as well the determination of “suitable security” and the power to request it.

    Adjournment of decision on enforcement
    ITALY 20

    Italy 20. Tribunale, Milan, 30 March 1977

    210

    The court discusses these Articles, which require a specific, separate signature for (domestic) arbitration agreements.

    Articles 1341 and 1342 Italian Civil Code
    214-216 Field of application
  • Excerpt Topics
    ITALY 24

    Italy 24. Corte di Cassazione, Plenary Session, 8 November 1976

    112

    The court discusses whether the Convention may be applied retroactively and, if so, as of when: e.g., with the conclusion of the arbitration agreement, the commencement of arbitration, the rendition of the award.

    Retroactivity
    203-204 Formal validity, uniform law and municipal law
    210

    The court discusses these Articles, which require a specific, separate signature for (domestic) arbitration agreements.

    Articles 1341 and 1342 Italian Civil Code
    504 Paragraph 1 - Ground a: Invalidity of the arbitration agreement - Agreement referred to in Art. II
    ITALY 22

    Italy 22. Tribunale, Naples, 30 June 1976

    101

    The court discusses the determination and relevance of the place where the award was made (in a foreign State or another contracting State.

    Award made in the territory of another (Contracting) State (paragraphs 1 and 3 - first or "reciprocity" reservation)
    103

    The court discusses the impact of the nationality of the parties on the application of the Convention. 

    Nationality of the parties no criterion
    210

    The court discusses these Articles, which require a specific, separate signature for (domestic) arbitration agreements.

    Articles 1341 and 1342 Italian Civil Code
    211

    The court discusses issues specific to bills of lading and charterparties, such as whether the subsequent holder of the bill of lading is bound by the arbitration agreement therein and whether the arbitration clause in the charterparty is incorporated into the bill of lading.

    Bill of lading and charter party
    301

    The court discusses the principle that the procedure for the enforcement of awards under the Convention is governed by the lex fori, as well as procedural issues (such as the competent enforcement court) not falling under the specific cases of ¶¶ 302-307.

    Procedure for enforcement in general
    404

    The court discusses issues relating to the manner of authentication and certification of the award and/or arbitration agreement.

    Authentication and certification
    406

    The court discusses issues relating to the requirements of the translation (translation by sworn translator, translation of entire award etc.) and whether a translation is necessary.

    Translation (paragraph 2)
    502

    The court discusses the principle that the merits of the award may not be reviewed and that the court may only carry out a limited review of the award to ascertain grounds for refusal.

    No re-examination of the merits of the arbitral award
    514 Ground e: Award not binding, suspended or set aside - "Binding"
    516

    Award not binding, suspended or set aside: The court discusses the difference between the exclusive jurisdiction to set aside an award (primary jurisdiction), which belongs to the courts of the country of origin of the award, and the jurisdiction of all other courts to recognize and enforce the award (secondary jurisdiction); issues relating to the determination of the “competent authority”; and whether an award that has been set aside in the country of origin can be enforced in another State under the Convention.

    "Set aside"
    519

    Public policy: The court discusses cases in which the subject matter of the award was not arbitrable in the enforcement State on public policy grounds.

    Ground a: Arbitrability
    705

    The court discusses the relationship between the New York Convention, the Geneva Protocol on Arbitration Clauses of 1923, and the Geneva Convention on the Execution of Foreign Arbitral Awards of 1927.

    Relationship with Geneva Treaties of 1923 and 1927
    ITALY 17

    Italy 17. Corte di Cassazione, Plenary session, 25 May 1976

    112

    The court discusses whether the Convention may be applied retroactively and, if so, as of when: e.g., with the conclusion of the arbitration agreement, the commencement of arbitration, the rendition of the award.

    Retroactivity
    203-204 Formal validity, uniform law and municipal law
    210

    The court discusses these Articles, which require a specific, separate signature for (domestic) arbitration agreements.

    Articles 1341 and 1342 Italian Civil Code
    214-216 Field of application
    705

    The court discusses the relationship between the New York Convention, the Geneva Protocol on Arbitration Clauses of 1923, and the Geneva Convention on the Execution of Foreign Arbitral Awards of 1927.

    Relationship with Geneva Treaties of 1923 and 1927
  • Excerpt Topics
    ITALY 21

    Italy 21. Corte Di Appello, Naples, 20 February 1975

    101

    The court discusses the determination and relevance of the place where the award was made (in a foreign State or another contracting State.

    Award made in the territory of another (Contracting) State (paragraphs 1 and 3 - first or "reciprocity" reservation)
    107

    The court discusses the relevance and determination of the commercial nature of the relationship underlying the award, including in the context of contractual and non-contractual relations.

    Second reservation ("commercial reservation") (paragraph 3)
    203-204 Formal validity, uniform law and municipal law
    209 Incorporation by reference and standard conditions
    210

    The court discusses these Articles, which require a specific, separate signature for (domestic) arbitration agreements.

    Articles 1341 and 1342 Italian Civil Code
    401

    The court discusses the general conditions the Convention imposes on a petitioner for seeking recognition and enforcement of an arbitral award – namely, the submission of the original arbitration agreement or arbitral award or a certified copy thereof – and examines in general whether these conditions were complied in the case at issue.

    Conditions to be fulfilled by petitioner in general
    502

    The court discusses the principle that the merits of the award may not be reviewed and that the court may only carry out a limited review of the award to ascertain grounds for refusal.

    No re-examination of the merits of the arbitral award
    503

    The court discusses the burden of proof of the grounds for refusing enforcement under the Convention.

    Burden of proof on respondent
    504 Paragraph 1 - Ground a: Invalidity of the arbitration agreement - Agreement referred to in Art. II
    510

    Due process: The court discusses what are to be considered proper time limits and notice periods that fulfill the requirement that the party opposing recognition and enforcement of the arbitral award was extended due process.

    Time limits and notice periods
    514 Ground e: Award not binding, suspended or set aside - "Binding"
    519

    Public policy: The court discusses cases in which the subject matter of the award was not arbitrable in the enforcement State on public policy grounds.

    Ground a: Arbitrability
    522

    Public policy: The court discusses the consequences of the lack of reasons in the award on its recognition and enforcement.

    Lack of reasons in award
  • Excerpt Topics
    ITALY 8

    Italy 8. Corte di Appello, Bari, 30 May 1973

    108

    The court discusses whether procedures akin to arbitration fall under the Convention.

    Arbitral award: arbitrato irrituale (Italy) and other procedures akin to arbitration
    210

    The court discusses these Articles, which require a specific, separate signature for (domestic) arbitration agreements.

    Articles 1341 and 1342 Italian Civil Code
    ITALY 7

    Italy 7. Corte di Appello, Turin, 30 March 1973

    203-204 Formal validity, uniform law and municipal law
    210

    The court discusses these Articles, which require a specific, separate signature for (domestic) arbitration agreements.

    Articles 1341 and 1342 Italian Civil Code
  • Excerpt Topics
    ITALY 5

    Italy 5. Corte di Cassazione, Plenary Session, 13 December 1971

    103

    The court discusses the impact of the nationality of the parties on the application of the Convention. 

    Nationality of the parties no criterion
    112

    The court discusses whether the Convention may be applied retroactively and, if so, as of when: e.g., with the conclusion of the arbitration agreement, the commencement of arbitration, the rendition of the award.

    Retroactivity
    210

    The court discusses these Articles, which require a specific, separate signature for (domestic) arbitration agreements.

    Articles 1341 and 1342 Italian Civil Code
  • Excerpt Topics
    ITALY 1

    Italy 1. Corte di Cassazione, 30 April 1969

    112

    The court discusses whether the Convention may be applied retroactively and, if so, as of when: e.g., with the conclusion of the arbitration agreement, the commencement of arbitration, the rendition of the award.

    Retroactivity
    210

    The court discusses these Articles, which require a specific, separate signature for (domestic) arbitration agreements.

    Articles 1341 and 1342 Italian Civil Code